July 2014

Quantum Sleeping Beauty and the Multiverse

Hidden in my papers with Chip Sebens on Everettian quantum mechanics is a simple solution to a fun philosophical problem with potential implications for cosmology: the quantum version of the Sleeping Beauty Problem. It’s a classic example of self-locating uncertainty: knowing everything there is to know about the universe except where you are in it. (Skeptic’s Play beat me to the punch here, but here’s my own take.)

The setup for the traditional (non-quantum) problem is the following. Some experimental philosophers enlist the help of a subject, Sleeping Beauty. She will be put to sleep, and a coin is flipped. If it comes up heads, Beauty will be awoken on Monday and interviewed; then she will (voluntarily) have all her memories of being awakened wiped out, and be put to sleep again. Then she will be awakened again on Tuesday, and interviewed once again. If the coin came up tails, on the other hand, Beauty will only be awakened on Monday. Beauty herself is fully aware ahead of time of what the experimental protocol will be.

So in one possible world (heads) Beauty is awakened twice, in identical circumstances; in the other possible world (tails) she is only awakened once. Each time she is asked a question: “What is the probability you would assign that the coin came up tails?”

Modified from a figure by Stuart Armstrong.
Modified from a figure by Stuart Armstrong.

(Some other discussions switch the roles of heads and tails from my example.)

The Sleeping Beauty puzzle is still quite controversial. There are two answers one could imagine reasonably defending.

  • Halfer” — Before going to sleep, Beauty would have said that the probability of the coin coming up heads or tails would be one-half each. Beauty learns nothing upon waking up. She should assign a probability one-half to it having been tails.
  • Thirder” — If Beauty were told upon waking that the coin had come up heads, she would assign equal credence to it being Monday or Tuesday. But if she were told it was Monday, she would assign equal credence to the coin being heads or tails. The only consistent apportionment of credences is to assign 1/3 to each possibility, treating each possible waking-up event on an equal footing.

The Sleeping Beauty puzzle has generated considerable interest. It’s exactly the kind of wacky thought experiment that philosophers just eat up. But it has also attracted attention from cosmologists of late, because of the measure problem in cosmology. In a multiverse, there are many classical spacetimes (analogous to the coin toss) and many observers in each spacetime (analogous to being awakened on multiple occasions). Really the SB puzzle is a test-bed for cases of “mixed” uncertainties from different sources.

Chip and I argue that if we adopt Everettian quantum mechanics (EQM) and our Epistemic Separability Principle (ESP), everything becomes crystal clear. A rare case where the quantum-mechanical version of a problem is actually easier than the classical version. …

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Why Probability in Quantum Mechanics is Given by the Wave Function Squared

One of the most profound and mysterious principles in all of physics is the Born Rule, named after Max Born. In quantum mechanics, particles don’t have classical properties like “position” or “momentum”; rather, there is a wave function that assigns a (complex) number, called the “amplitude,” to each possible measurement outcome. The Born Rule is then very simple: it says that the probability of obtaining any possible measurement outcome is equal to the square of the corresponding amplitude. (The wave function is just the set of all the amplitudes.)

Born Rule:     \mathrm{Probability}(x) = |\mathrm{amplitude}(x)|^2.

The Born Rule is certainly correct, as far as all of our experimental efforts have been able to discern. But why? Born himself kind of stumbled onto his Rule. Here is an excerpt from his 1926 paper:

Born Rule

That’s right. Born’s paper was rejected at first, and when it was later accepted by another journal, he didn’t even get the Born Rule right. At first he said the probability was equal to the amplitude, and only in an added footnote did he correct it to being the amplitude squared. And a good thing, too, since amplitudes can be negative or even imaginary!

The status of the Born Rule depends greatly on one’s preferred formulation of quantum mechanics. When we teach quantum mechanics to undergraduate physics majors, we generally give them a list of postulates that goes something like this:

  1. Quantum states are represented by wave functions, which are vectors in a mathematical space called Hilbert space.
  2. Wave functions evolve in time according to the Schrödinger equation.
  3. The act of measuring a quantum system returns a number, known as the eigenvalue of the quantity being measured.
  4. The probability of getting any particular eigenvalue is equal to the square of the amplitude for that eigenvalue.
  5. After the measurement is performed, the wave function “collapses” to a new state in which the wave function is localized precisely on the observed eigenvalue (as opposed to being in a superposition of many different possibilities).

It’s an ungainly mess, we all agree. You see that the Born Rule is simply postulated right there, as #4. Perhaps we can do better.

Of course we can do better, since “textbook quantum mechanics” is an embarrassment. There are other formulations, and you know that my own favorite is Everettian (“Many-Worlds”) quantum mechanics. (I’m sorry I was too busy to contribute to the active comment thread on that post. On the other hand, a vanishingly small percentage of the 200+ comments actually addressed the point of the article, which was that the potential for many worlds is automatically there in the wave function no matter what formulation you favor. Everett simply takes them seriously, while alternatives need to go to extra efforts to erase them. As Ted Bunn argues, Everett is just “quantum mechanics,” while collapse formulations should be called “disappearing-worlds interpretations.”)

Like the textbook formulation, Everettian quantum mechanics also comes with a list of postulates. Here it is:

  1. Quantum states are represented by wave functions, which are vectors in a mathematical space called Hilbert space.
  2. Wave functions evolve in time according to the Schrödinger equation.

That’s it! Quite a bit simpler — and the two postulates are exactly the same as the first two of the textbook approach. Everett, in other words, is claiming that all the weird stuff about “measurement” and “wave function collapse” in the conventional way of thinking about quantum mechanics isn’t something we need to add on; it comes out automatically from the formalism.

The trickiest thing to extract from the formalism is the Born Rule. That’s what Charles (“Chip”) Sebens and I tackled in our recent paper: …

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Galaxies That Are Too Big To Fail, But Fail Anyway

Dark matter exists, but there is still a lot we don’t know about it. Presumably it’s some kind of particle, but we don’t know how massive it is, what forces it interacts with, or how it was produced. On the other hand, there’s actually a lot we do know about the dark matter. We know how much of it there is; we know roughly where it is; we know that it’s “cold,” meaning that the average particle’s velocity is much less than the speed of light; and we know that dark matter particles don’t interact very strongly with each other. Which is quite a bit of knowledge, when you think about it.

Fortunately, astronomers are pushing forward to study how dark matter behaves as it’s scattered through the universe, and the results are interesting. We start with a very basic idea: that dark matter is cold and completely non-interacting, or at least has interactions (the strength with which dark matter particles scatter off of each other) that are too small to make any noticeable difference. This is a well-defined and predictive model: ΛCDM, which includes the cosmological constant (Λ) as well as the cold dark matter (CDM). We can compare astronomical observations to ΛCDM predictions to see if we’re on the right track.

At first blush, we are very much on the right track. Over and over again, new observations come in that match the predictions of ΛCDM. But there are still a few anomalies that bug us, especially on relatively small (galaxy-sized) scales.

One such anomaly is the “too big to fail” problem. The idea here is that we can use ΛCDM to make quantitative predictions concerning how many galaxies there should be with different masses. For example, the Milky Way is quite a big galaxy, and it has smaller satellites like the Magellanic Clouds. In ΛCDM we can predict how many such satellites there should be, and how massive they should be. For a long time we’ve known that the actual number of satellites we observe is quite a bit smaller than the number predicted — that’s the “missing satellites” problem. But this has a possible solution: we only observe satellite galaxies by seeing stars and gas in them, and maybe the halos of dark matter that would ordinarily support such galaxies get stripped of their stars and gas by interacting with the host galaxy. The too big to fail problem tries to sharpen the issue, by pointing out that some of the predicted galaxies are just so massive that there’s no way they could not have visible stars. Or, put another way: the Milky Way does have some satellites, as do other galaxies; but when we examine these smaller galaxies, they seem to have a lot less dark matter than the simulations would predict.

Still, any time you are concentrating on galaxies that are satellites of other galaxies, you rightly worry that complicated interactions between messy atoms and photons are getting in the way of the pristine elegance of the non-interacting dark matter. So we’d like to check that this purported problem exists even out “in the field,” with lonely galaxies far away from big monsters like the Milky Way.

A new paper claims that yes, there is a too-big-to-fail problem even for galaxies in the field.

Is there a “too big to fail” problem in the field?
Emmanouil Papastergis, Riccardo Giovanelli, Martha P. Haynes, Francesco Shankar

We use the Arecibo Legacy Fast ALFA (ALFALFA) 21cm survey to measure the number density of galaxies as a function of their rotational velocity, Vrot,HI (as inferred from the width of their 21cm emission line). Based on the measured velocity function we statistically connect galaxies with their host halos, via abundance matching. In a LCDM cosmology, low-velocity galaxies are expected to be hosted by halos that are significantly more massive than indicated by the measured galactic velocity; allowing lower mass halos to host ALFALFA galaxies would result in a vast overestimate of their number counts. We then seek observational verification of this predicted trend, by analyzing the kinematics of a literature sample of field dwarf galaxies. We find that galaxies with Vrot,HI<25 km/s are kinematically incompatible with their predicted LCDM host halos, in the sense that hosts are too massive to be accommodated within the measured galactic rotation curves. This issue is analogous to the "too big to fail" problem faced by the bright satellites of the Milky Way, but here it concerns extreme dwarf galaxies in the field. Consequently, solutions based on satellite-specific processes are not applicable in this context. Our result confirms the findings of previous studies based on optical survey data, and addresses a number of observational systematics present in these works. Furthermore, we point out the assumptions and uncertainties that could strongly affect our conclusions. We show that the two most important among them, namely baryonic effects on the abundances and rotation curves of halos, do not seem capable of resolving the reported discrepancy.

Here is the money plot from the paper:

toobigtofail

The horizontal axis is the maximum circular velocity, basically telling us the mass of the halo; the vertical axis is the observed velocity of hydrogen in the galaxy. The blue line is the prediction from ΛCDM, while the dots are observed galaxies. Now, you might think that the blue line is just a very crappy fit to the data overall. But that’s okay; the points represent upper limits in the horizontal direction, so points that lie below/to the right of the curve are fine. It’s a statistical prediction: ΛCDM is predicting how many galaxies we have at each mass, even if we don’t think we can confidently measure the mass of each individual galaxy. What we see, however, is that there are a bunch of points in the bottom left corner that are above the line. ΛCDM predicts that even the smallest galaxies in this sample should still be relatively massive (have a lot of dark matter), but that’s not what we see.

If it holds up, this result is really intriguing. ΛCDM is a nice, simple starting point for a theory of dark matter, but it’s also kind of boring. From a physicist’s point of view, it would be much more fun if dark matter particles interacted noticeably with each other. We have plenty of ideas, including some of my favorites like dark photons and dark atoms. It is very tempting to think that observed deviations from the predictions of ΛCDM are due to some interesting new physics in the dark sector.

Which is why, of course, we should be especially skeptical. Always train your doubt most strongly on those ideas that you really want to be true. Fortunately there is plenty more to be done in terms of understanding the distribution of galaxies and dark matter, so this is a very solvable problem — and a great opportunity for learning something profound about most of the matter in the universe.

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Particle Fever on iTunes

mza_592945757694281252.227x227-75 The documentary film Particle Fever, directed by Mark Levinson and produced by physicist David Kaplan, opened a while back and has been playing on and off in various big cities. But it’s still been out of reach for many people who don’t happen to be lucky enough to live near a theater enlightened enough to play it. No more!

The movie has just been released on iTunes, so now almost everyone can watch it from the comfort of their own computer. And watch it you should — it’s a fascinating and enlightening glimpse into the world of modern particle physics, focusing on the Large Hadron Collider and the discovery of the Higgs boson. That’s not just my bias talking, either — the film is rated 95% “fresh” on RottenTomatoes.com, which represents an amazingly strong critical consensus. (Full disclosure: I’m not in it, and I had nothing to do with making it.)

Huge kudos to Mark (who went to grad school in physics before becoming a filmmaker) and David (who did a brief stint as an undergraduate film major before switching to physics) for pulling this off. It’s great for the public appreciation of science, but it’s also just an extremely enjoyable movie, no matter what your background is. Watch it with a friend!

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